Medley Management Inc (MDLY) 2014年年度报告「NYSE」.pdf

1、 UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIESEXCHANGE ACT OF 1934For the fiscal year ended December 31,2014 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIESEXCHANGE ACT OF 1934 For

2、the transition period from to Commission File Number:001-36638 Medley Management Inc.(Exact name of registrant as specified in its charter)Delaware47-1130638(State or other jurisdiction ofincorporation or organization)(I.R.S.EmployerIdentification No.)375 Park Avenue,33 rd FloorNew York,New York 101

3、52(Address of principal executive offices)(Zip Code)(212)759-0777(Registrants telephone number,including area code)Securities registered pursuant to Section 12(b)of the Act:(Title of each class)(Name of each exchange on which registered)Class A Common Stock,$0.01 par value per shareNew York Stock Ex

4、change Securities registered pursuant to Section 12(g)of the Act:None Indicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No x Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Sect

5、ion 15(d)of the Act.Yes No x Indicate by check mark whether the registrant:(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934during the preceding 12 months(or for such shorter period that the registrant was required to file such reports),and(2)

6、has been subject to such filingrequirements for the past 90 days.Yes x No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site,if any,every Interactive Data File required tobe submitted and posted pursuant to Rule 405 of Regulation S-T(232.4