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Artisan Partners Asset (APAM) 2019年年度报告「NYSE」.pdf

上传人: 面*** 编号:497233 2020-06-18 149页 1.39MB

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549Form 10-K(Mark One)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934FOR THE FISCAL YEAR ENDED DECEMBER 31,2019ORTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934

2、FOR THE TRANSITION PERIOD FROM TOCommission file number:001-35826Artisan Partners Asset Management Inc.(Exact name of registrant as specified in its charter)Delaware45-0969585(State or other jurisdiction ofincorporation or organization)(I.R.S.EmployerIdentification No.)875 E.Wisconsin Avenue,Suite 8

3、00Milwaukee,WI53202(Address of principal executive offices)(Zip Code)(414)390-6100(Registrants telephone number,including area code)Securities registered pursuant to Section 12(b)of the Act:Class A Common Stock,$0.01 par valueAPAMThe New York Stock Exchange(Title of each class)(Trading Symbol)(Name

4、of each exchange on which registered)Securities registered pursuant to section 12(g)of the Act:NoneIndicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No oIndicate by check mark if the registrant is not required to file reports pu

5、rsuant to Section 13 or 15(d)of the Act.Yes o No Indicate by check mark whether the registrant:(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934 during the preceding 12months(or for such shorter period that the registrant was required to file

6、such reports),and(2)has been subject to such filing requirements for the past 90 days.Yes No oIndicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T(232.405 of this chapter)during the prec

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