CSP Inc. (CSPI) 2019年年度报告「NASDAQ」.pdf

1、TableofContentsUNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON,D.C.20549FORM 10-KANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIESEXCHANGE ACT OF 1934For the Fiscal Year Ended September 30,2019.TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIESEXCHANGE ACT OF 1

2、934For the transition period from toCommission File Number 000 10843CSP Inc.(Exact name of Registrant as specified in its Charter)Massachusetts04 2441294(State of incorporation)(I.R.S.Employer Identification No.)175 Cabot Street,Lowell,Massachusetts 01854(Address of principal executive offices)(978)

3、954 5038(Registrants telephone number including area code)Securities Registered Pursuant to Section 12(b)of the Act:Title of Each Class Trading Symbol(s)Name of each exchange on which registeredCommonStock,parvalue$0.01pershareCSPINasdaqGlobalMarketSecurities registered pursuant to Section 12(g)of t

4、he Act:NoneIndicatebycheckmarkiftheregistrantisawell-knownseasonedissuer,asdefinedinRule405oftheSecuritiesAct.YesNoIndicatebycheckmarkiftheregistrantisnotrequiredtofilereportspursuanttoSection13orSection15(d)oftheAct.YesNoIndicatebycheckmarkwhethertheregistrant(1)hasfiledallreportsrequiredtobefiledb

5、ySection13or15(d)oftheSecuritiesExchangeActof1934duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtofilesuchreports),and(2)hasbeensubjecttosuchfilingrequirementsforthepast90days.YesNo.IndicatebycheckmarkwhethertheregistranthassubmittedelectronicallyeveryInteractiveDataFil

6、erequiredtobesubmittedandpostedpursuanttoRule405ofRegulationS-T(232.405ofthischapter)duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtosubmitsuchfiles).YesNo.IndicatebycheckmarkifdisclosureofdelinquentfilerspursuanttoItem405ofRegulationS-K(229.405ofthischapter)isnotconta