2020年可持续金融与证券监管机构和国际证监会组织的作用 - 国际证券委员会组织（英文版）（37页）.pdf

1、 Sustainable Finance and the Role of Securities Regulators and IOSCO Final Report The Board OF THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS FR04/2020 APRIL 2020 ii Copies of publications are available from: The International Organization of Securities Commissions website www.iosco.org In

2、ternational Organization of Securities Commissions 2020. All rights reserved. Brief excerpts may be reproduced or translated provided the source is stated. iii Contents Chapter Page 1 Executive Summary 1 2 Introduction 2 Sustainable finance and the role of the financial system 2 A role for IOSCO 4 A

3、bout the IOSCO Sustainable Finance Network 6 3 Overview of current initiatives 7 Regulators initiatives on sustainable finance in their own jurisdictions 7 Industry initiatives on sustainable finance 8 Third-party frameworks and standards 9 4 Results from the SFN survey 16 Survey design 16 Views fro

4、m the regulators 16 Views from market participants 19 Key takeaways and areas in need of improvement 22 5 IOSCOs continued work within sustainable finance 28 IOSCO has a role to play 28 Next steps for IOSCO 29 Appendix 1. Membership of the IOSCO Sustainable Finance Network 30 Appendix 2. Abbreviatio

5、ns 32 Appendix 3. Frameworks and standards included in the desktop survey 33 1 Chapter 1 - Executive Summary Securities regulators share the core objectives of protecting investors, maintaining fair, efficient and transparent markets and reducing systemic risk. Sustainability issues in general, and

6、climate-related issues in particular, can raise important challenges in meeting these core objectives. In October 2018, IOSCO established its Sustainable Finance Network (SFN) to provide a forum for members to exchange experiences and gain a better understanding of, and have structured discussions o