Zango:2026金融服务业 AI 治理与合规的未来研究报告(英文版)(44页).pdf

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1、Lord Tim Clement-JonesCo-Chair,All-Party Parliamentary Group on AIHouse of LordsArman FallahChief Risk Officer(UK)Rt Hon John Glen MPMember of the UK TreasuryCommitteeHouse of CommonsAndrew SuttonVisiting FellowIain LaingChief Risk OfficerDr Alessio AzzuttiLecturer in Law&Technology(FinTech),Univers

2、ity of GlasgowRob PhillipsonManaging DirectorArchit ChamariaChief Data and Analytics OfficerCosette ReczekGlobal Head,Model Risk,MarketsRatul AhmedGlobal Head of Model Risk Management&ValidationMitch TrehanChief Compliance OfficerSuzanne BrinkHead of Responsible AIWillem WellinghoffUK Chair and Chie

3、f Compliance OfficerDean NashGlobal Chief Operating Officer(Legal)Paul LoftusGeneral CounselBen EllisChief Compliance Officer(Revolut UK Bank)2/82Research teamThis research initiative was coordinated by Zango with support from independent research advisers specialising in AI governance and financial

4、 regulation.Research leadSam GreenSenior Policy and Partnerships Lead,ZangoSam previously led the supervi-sion and compliance policy team in the UK Governments AI Regula-tion Unit.Research advisersDr Alessio AzzuttiLecturer in Law&Technology(FinTech),University of GlasgowAndrew SuttonVisiting Fellow

5、,Oxford Martin School AI Governance InitiativeIndustry adviserDean NashGlobal Chief Operating Officer(Legal),SantanderContributors1Foreword byLord Clement-Jones 7/82 6/82We are currently witnessing a disruptive period of technological change.Artificial in-telligence is fundamentally reshaping the fi

6、nancial services landscape,moving far beyond experimentation and piloting into real-world deployment at scale.The potential benefits of this transforma-tion are undeniable.AI is optimising routine tasks,bolstering fraud detection,enhanc-ing anti-money laundering capabilities,and enabling personalise

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