APIAX：2025金融机构内容合规黑皮书（英文版）（32页）.pdf

1、Content Compliance Black Book 202512025 ATable of contents1.Introduction 2a)What is Content Compliance?2b)Why is Content Compliance relevant?3c)Survey participants 52.Content Creation and Compliance Reviews 8a)Overall satisfaction with status quo 8b)Todays content review processes and responsibiliti

2、es 10c)Content Compliance Tools 11d)Resources required for compliance activities and reviews 143.Maintaining a Content Compliance framework 17a)Monitoring and controls 17b)Maintenance of Content Compliance requirements 184.Way forward 22a)TheComplianceBriefingapproach24b)The automated Compliance Che

3、ck approach 25c)The embedded Content Compliance approach 26d)Business Case 285.TheCaseforInvestinginEfficient Content Compliance 30Apiax proudly publishes its 2025 Content Compliance survey results in this Content Compliance Black Book 2025,providing valuable insights into how content creators and c

4、ontent reviewers from financial service firms worldwide face the challenges that come with meeting compliance requirements in content creation,review and approval.a)What is Content Compliance?When engaging with clients,prospects,or investors,your relationship managers,portfolio managers,and distribu

5、tion teams rely on marketing brochures,slide decks,personalised pitch books,as well as other materials to showcase your services and products.These assets not only communicate your values but also reflect your brands professionalism.However,creating and distributing compliant marketing materials in

6、the financial services industry is not an easy task.From company overviews to detailed investment strategies,every document must meet strict regulatory requirements,which vary e.g.by regulatory licenses,by region,by products mentioned or by client classification.Adding specific content such as produ