嘉能可Glencore（GLEN）2024年道德与合规报告「LSE」（英文版）（114页）.pdf

1、2024 Ethics and Compliance Report Energising todayAdvancing tomorrowIntroductionOur business at a glance 3Chairmans introduction5Chief Executive Officers introduction6General Counsel and Head of Compliance annual overview7Ethics and compliance at a glance10Investigations and resolutions11Monitorship

2、 update12Our Values and Code of Conduct16Governance and structureTone at the top:our leadership22Governance24Culture and commitment tocompliance25Compliance team introduction26Compliance leadership28Corporate Compliance team 29Regional Compliance team30Local compliance teams 32Compliance Programme m

3、anagement 35Support from Group corporatefunctions37Our ProgrammeThe Glencore Ethics and ComplianceProgramme41Risk assessments 42Policies,standards,procedures andguidelines 45Training,awareness and events 49Advice62Monitoring 63Speaking openly and raising concerns 66Investigations 70Discipline and in

4、centives 71Key risks Introduction 75Anti-corruption and bribery 76Conflicts of interest 81Fraud83Sanctions and trade controls84Anti-money laundering and anti-tax evasion86Competition law 87Market conduct 88Information governance and data protection 91Our business partnersBusiness partner managementf

5、ramework 94Know your counterparty 96Third party due diligence andmanagement 98Joint ventures,mergers and acquisitions,and disposals104Responsible sourcing and supply108Additional information Appendix:key indicators110Important notice113Further information114ContentsQuick links:Ethics and compliance

6、page on our website.Explore our annual reporting suite online at: links:Throughout the report,see the video linkstofind out more.Our Programme in actionKeep an eye out for theOur Programme in action stories with key compliance initiatives and highlights from the year.Regional insightsHear from our C