廣發証券：2019年度社會責任報告.pdf

1、20192019GF Securities Corporate Social Responsibility ReportTermDefinitionThe year,Reporting Period,The Company,Company,parent company,GF SecuritiesThe Group,GroupGF FoundationGFHKGF FuturesGF XindeGF QianheGF Asset ManagementGFFLGF HexinGF FundE FundA Share(s)H Share(s)Hong Kong Stock ExchangeSSESZ

2、SECSRCSFCGuangdong Bureau of the CSRCWINDYear 2019(January 1,2019 to December 31,2019)GF Securities Co.,Ltd.the Company and its subsidiariesNotes On ReportingDefinitionOverview of the ReportReporting PeriodUnless otherwise specified,this report covers the period between January 1,2019 and December 3

3、1,2019.Reporting CycleEntities Covered by this ReportBasis of DataBasis of PreparationReliability AssuranceAvailabilityElectronic version of this report is available on the websites of CNINFO(),the Hong Kong Stock Exchange HKEXnews(www.hkexnews.hk)and the Company().This report gives a true view of t

4、he performance of GF Securities Co.,Ltd.(GF Securities,the Company or we)in fulfilling its social responsibility to promote sustainable development in 2019.This report is prepared on an annual basis.The Company has published social responsibility reports for ten consecutive years since 2011.Unless o

5、therwise specified,this report covers headquarters,21 branches and 283 securities brokerage branches of GF Securities Co.,Ltd.;seven wholly-owned subsidiaries(including GF Asset Management,GF Futures,GF Xinde,GF Qianhe,GFFL,GFHK and GF Hexin),one controlled subsidiary(GF Fund)and one associated comp

6、any(E Found).Financial information herein is extracted from the Companys 2019 annual audited financial statements prepared in accordance with the PRC Generally Accepted Accounting Principles/the International Financial Reporting Standards,as audited by Ernst&Young Hua Ming LLP(Special General Partne