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德勤:2026年第一季度亚太地区金融服务监管政策更新报告(中译版)(71页).pdf

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1、Asia Pacific Financial Services Regulatory UpdateQ1 2026April 2026 2026.For information,contact Deloitte Touche Tohmatsu Limited.0101Australia 5-90202China Mainland 10-150303India 26-300505Introduction and Summary 3-4Indonesia 31-32 0606Hong Kong SAR 16-250404Japan 33-39 0707New Zealand 41-430909Sin

2、gapore 44-611111Malaysia 400808Table of Contents1010Taiwan(China)62-651212Vietnam 66-68 2026.For information,contact Deloitte Touche Tohmatsu Limited.3IntroductionAustraliaChina MainlandHong Kong SARIndonesiaJapanMalaysiaNew ZealandSummaryIndiaAsia Pacific Financial Services Regulatory Update Q1 202

3、6SingaporeTaiwan(China)VietnamContactsIntroductionThe Deloitte Asia Pacific Centre for Regulatory Strategy is pleased to share with you the key regulatory updates from the Asia Pacific(AP)region for Q1 2026.The start of the new calendar year saw a significant uptick in the volume of regulatory guida

4、nce issued compared to previous quarters,focusing primarily on governance and consumer protection.Governance and accountability related updates were the most prominent feature of Asia-Pacific regulatory guidance during Q1 2026.In Mainland China,financial regulators released the long anticipated Fina

5、ncial Law of the Peoples Republic of China Draft for public consultation.Its legislative aim is to build a robust financial system that supports modernisation and the development of the financial services sector.The Reserve Bank of New Zealand issued the second tranche of consultation on the Deposit

6、 Takers Act 2023 Standards,with one core standard specifically addressing governance expectations.This reflects a growing emphasis on clear accountability frameworks within financial institutions.Meanwhile,the Japan Financial Services Agency launched a public consultation on proposed amendments to t

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1. **监管重点**:Q1 2026亚太地区金融监管聚焦治理与问责(如中国《金融法》草案)、消费者保护(如香港《老年友好银行服务指引》)及运营韧性(如日本强化银行网络安全)。 2. **关键动态**: - 中国发布《衍生品交易监管措施(征求意见稿)》,明确交易规则与风控要求。 - 香港推出可持续金融分类法2.0版,强化绿色经济活动分类。 - 澳大利ASIC审查养老金销售误导行为,发布投诉数据仪表板提升透明度。 3. **技术趋势**:香港扩大生成式AI沙盒,联合多机构推动金融科技应用;印尼要求银行实施IT治理框架。 4. **执法行动**:香港证监会与廉政公署联合打击内幕交易,13人被捕。
**亚洲金融新规?** **监管趋势如何?** **消费者保护升级?**
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