Daily Journal Corp. (DJCO) 2019年年度报告「NASDAQ」.pdf

1、 UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549FORM 10-K(MARK ONE)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30,2019OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF

2、1934 Commission File No.0-14665DAILY JOURNAL CORPORATION(Exact name of registrant as specified in its charter)South Carolina(State or other jurisdiction ofincorporation or organization)95-4133299(IRS EmployerIdentification No.)915 East First Street Los Angeles,California(Address of principal executi

3、ve offices)90012(Zip Code)Registrants telephone number,including area code:(213)229-5300 Securities registered pursuant to Section 12(b)of the Act:Title of each classTrading Symbol(s)Name of each exchange on which registeredCommon StockDJCOThe NASDAQ Stock Market Indicate by check mark if the regist

4、rant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d)of the Act.Yes No Indicate by check mark whether the registrant(1)has filed all reports required to

5、 be filed by Section 13 or 15(d)of the Securities Exchange Act of1934 during the preceding 12 months(or for such shorter period that the registrant was required to file such reports),and(2)has been subject to suchfiling requirements for the past 90 days.Yes No Indicate by check mark whether the regi

6、strant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405of Regulation S-T during the preceding 12 months(or for such shorter period that the registrant was required to submit such files).Yes No Indicate by check mark whether the registrant is a la