Applied UV, Inc. (AUVI) 2022年年度报告「NASDAQ」.pdf

1、UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington,D.C.20549 FORM 10-K(Mark One)ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31,2022Or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1

2、934 For the transition period from _ to _ Commission File Number:001-39480 APPLIED UV,INC.(Exact name of registrant as specified in its charter)Delaware84-4373308(State or other jurisdiction of incorporation or organization)(I.R.S.Employer Identification No.)150 N.Macquesten ParkwayMount Vernon,NY 1

3、0550(914)665-6100(Address,including zip code,of registrants principal executive offices andtelephone number,including area code)Securities registered pursuant to Section 12(b)of the Act:Title of Each Class Trading Symbol Name of each exchange on which registeredCommon Stock,par value$0.0001 per shar

4、e AUVI The Nasdaq Stock Market LLC10.5%Series A Cumulative PerpetualPreferred Stock,par value$0.0001 per share AUVIP The Nasdaq Stock Market LLCIndicate by check mark if the registrant is a well-known seasoned issuer,as defined in Rule 405 of the Securities Act.Yes:No:Indicate by check mark if the r

5、egistrant is not required to file reports pursuant to Section 13 or Section 15(d)of the Act.Yes:No:Indicate by check mark whether the registrant(1)has filed all reports required to be filed by Section 13 or 15(d)of the Securities Exchange Act of 1934during the preceding 12 months(or for such shorter

6、 period that the registrant was required to file such reports),and(2)has been subject to such filingrequirements for the past 90 days.Yes:No:Indicate by check mark whether the registrant has submitted electronically,every Interactive Data File required to be submitted pursuant to Rule 405 ofRegulati